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A Complete Guide to Write your own Transformers

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An end-to-end implementation of a Pytorch Transformer, in which we will cover key concepts such as self-attention, encoders, decoders, and much more.

Photo by Susan Holt Simpson on Unsplash

Writing our own

When I decided to dig deeper into Transformer architectures, I often felt frustrated when reading or watching tutorials online as I felt they always missed something :

  • Official tutorials from Tensorflow or Pytorch used their own APIs, thus staying high-level and forcing me to have to go in their codebase to see what was under the hood. Very time-consuming and not always easy to read 1000s of lines of code.
  • Other tutorials with custom code I found (links at the end of the article) often oversimplified use cases and didn’t tackle concepts such as masking of variable-length sequence batch handling.

I therefore decided to write my own Transformer to make sure I understood the concepts and be able to use it with any dataset.

During this article, we will therefore follow a methodical approach in which we will implement a transformer layer by layer and block by block.

There are obviously a lot of different implementations as well as high-level APIs from Pytorch or Tensorflow already available off the shelf, with — I am sure — better performance than the model we will build.

“Ok, but why not use the TF/Pytorch implementations then” ?

The purpose of this article is educational, and I have no pretention in beating Pytorch or Tensorflow implementations. I do believe that the theory and the code behind transformers is not straightforward, that is why I hope that going through this step-by-step tutorial will allow you to have a better grasp over these concepts and feel more comfortable when building your own code later.

Another reasons to build your own transformer from scratch is that it will allow you to fully understand how to use the above APIs. If we look at the Pytorch implementation of the forward() method of the Transformer class, you will see a lot of obscure keywords like :

source : Pytorch docs

If you are already familiar with these keywords, then you can happily skip this article.

Otherwise, this article will walk you through each of these keywords with the underlying concepts.

A very short introduction to Transformers

If you already heard about ChatGPT or Gemini, then you already met a transformer before. Actually, the “T” of ChatGPT stands for Transformer.

The architecture was first coined in 2017 by Google researchers in the “Attention is All you need” paper. It is quite revolutionary as previous models used to do sequence-to-sequence learning (machine translation, speech-to-text, etc…) relied on RNNs which were computationnally expensive in the sense they had to process sequences step by step, whereas Transformers only need to look once at the whole sequence, moving the time complexity from O(n) to O(1).

(Vaswani et al, 2017)

Applications of transformers are quite large in the domain of NLP, and include language translation, question answering, document summarization, text generation, etc.

The overall architecture of a transformer is as below:

source

Multi-head attention

The first block we will implement is actually the most important part of a Transformer, and is called the Multi-head Attention. Let’s see where it sits in the overall architecture

source

Attention is a mechanism which is actually not specific to transformers, and which was already used in RNN sequence-to-sequence models.

Attention in a transformer (source: Tensorflow documentation)
Attention in a transformer (source: Tensorflow documentation)
import torch
import torch.nn as nn
import math


class MultiHeadAttention(nn.Module):
def __init__(self, hidden_dim=256, num_heads=4):
"""
input_dim: Dimensionality of the input.
num_heads: The number of attention heads to split the input into.
"""
super(MultiHeadAttention, self).__init__()
self.hidden_dim = hidden_dim
self.num_heads = num_heads
assert hidden_dim % num_heads == 0, "Hidden dim must be divisible by num heads"
self.Wv = nn.Linear(hidden_dim, hidden_dim, bias=False) # the Value part
self.Wk = nn.Linear(hidden_dim, hidden_dim, bias=False) # the Key part
self.Wq = nn.Linear(hidden_dim, hidden_dim, bias=False) # the Query part
self.Wo = nn.Linear(hidden_dim, hidden_dim, bias=False) # the output layer


def check_sdpa_inputs(self, x):
assert x.size(1) == self.num_heads, f"Expected size of x to be ({-1, self.num_heads, -1, self.hidden_dim // self.num_heads}), got {x.size()}"
assert x.size(3) == self.hidden_dim // self.num_heads


def scaled_dot_product_attention(
self,
query,
key,
value,
attention_mask=None,
key_padding_mask=None):
"""
query : tensor of shape (batch_size, num_heads, query_sequence_length, hidden_dim//num_heads)
key : tensor of shape (batch_size, num_heads, key_sequence_length, hidden_dim//num_heads)
value : tensor of shape (batch_size, num_heads, key_sequence_length, hidden_dim//num_heads)
attention_mask : tensor of shape (query_sequence_length, key_sequence_length)
key_padding_mask : tensor of shape (sequence_length, key_sequence_length)


"""
self.check_sdpa_inputs(query)
self.check_sdpa_inputs(key)
self.check_sdpa_inputs(value)


d_k = query.size(-1)
tgt_len, src_len = query.size(-2), key.size(-2)


# logits = (B, H, tgt_len, E) * (B, H, E, src_len) = (B, H, tgt_len, src_len)
logits = torch.matmul(query, key.transpose(-2, -1)) / math.sqrt(d_k)

# Attention mask here
if attention_mask is not None:
if attention_mask.dim() == 2:
assert attention_mask.size() == (tgt_len, src_len)
attention_mask = attention_mask.unsqueeze(0)
logits = logits + attention_mask
else:
raise ValueError(f"Attention mask size {attention_mask.size()}")


# Key mask here
if key_padding_mask is not None:
key_padding_mask = key_padding_mask.unsqueeze(1).unsqueeze(2) # Broadcast over batch size, num heads
logits = logits + key_padding_mask


attention = torch.softmax(logits, dim=-1)
output = torch.matmul(attention, value) # (batch_size, num_heads, sequence_length, hidden_dim)

return output, attention


def split_into_heads(self, x, num_heads):
batch_size, seq_length, hidden_dim = x.size()
x = x.view(batch_size, seq_length, num_heads, hidden_dim // num_heads)

return x.transpose(1, 2) # Final dim will be (batch_size, num_heads, seq_length, , hidden_dim // num_heads)

def combine_heads(self, x):
batch_size, num_heads, seq_length, head_hidden_dim = x.size()
return x.transpose(1, 2).contiguous().view(batch_size, seq_length, num_heads * head_hidden_dim)


def forward(
self,
q,
k,
v,
attention_mask=None,
key_padding_mask=None):
"""
q : tensor of shape (batch_size, query_sequence_length, hidden_dim)
k : tensor of shape (batch_size, key_sequence_length, hidden_dim)
v : tensor of shape (batch_size, key_sequence_length, hidden_dim)
attention_mask : tensor of shape (query_sequence_length, key_sequence_length)
key_padding_mask : tensor of shape (sequence_length, key_sequence_length)

"""
q = self.Wq(q)
k = self.Wk(k)
v = self.Wv(v)

q = self.split_into_heads(q, self.num_heads)
k = self.split_into_heads(k, self.num_heads)
v = self.split_into_heads(v, self.num_heads)

# attn_values, attn_weights = self.multihead_attn(q, k, v, attn_mask=attention_mask)
attn_values, attn_weights = self.scaled_dot_product_attention(
query=q,
key=k,
value=v,
attention_mask=attention_mask,
key_padding_mask=key_padding_mask,
)
grouped = self.combine_heads(attn_values)
output = self.Wo(grouped)

self.attention_weigths = attn_weights

return output

We need to explain a few concepts here.

1) Queries, Keys and Values.

The query is the information you are trying to match,
The key and values are the stored information.

Think of that as using a dictionary : whenever using a Python dictionary, if your query doesn’t match the dictionary keys, you won’t be returned anything. But what if we want our dictionary to return a blend of information which are quite close ? Like if we had :

d = {"panther": 1, "bear": 10, "dog":3}
d["wolf"] = 0.2*d["panther"] + 0.7*d["dog"] + 0.1*d["bear"]

This is basically what attention is about : looking at different parts of your data, and blend them to obtain a synthesis as an answer to your query.

The relevant part of the code is this one, where we compute the attention weights between the query and the keys

logits = torch.matmul(query, key.transpose(-2, -1)) / math.sqrt(d_k) # we compute the weights of attention

And this one, where we apply the normalized weights to the values :

attention = torch.softmax(logits, dim=-1)
output = torch.matmul(attention, value) # (batch_size, num_heads, sequence_length, hidden_dim)

2) Attention masking and padding

When attending to parts of a sequential input, we do not want to include useless or forbidden information.

Useless information is for example padding: padding symbols, used to align all sequences in a batch to the same sequence size, should be ignored by our model. We will come back to that in the last section

Forbidden information is a bit more complex. When being trained, a model learns to encode the input sequence, and align targets to the inputs. However, as the inference process involves looking at previously emitted tokens to predict the next one (think of text generation in ChatGPT), we need to apply the same rules during training.

This is why we apply a causal mask to ensure that the targets, at each time step, can only see information from the past. Here is the corresponding section where the mask is applied (computing the mask is covered at the end)

if attention_mask is not None:
if attention_mask.dim() == 2:
assert attention_mask.size() == (tgt_len, src_len)
attention_mask = attention_mask.unsqueeze(0)
logits = logits + attention_mask

Positional Encoding

It corresponds to the following part of the Transformer:

When receiving and treating an input, a transformer has no sense of order as it looks at the sequence as a whole, in opposition to what RNNs do. We therefore need to add a hint of temporal order so that the transformer can learn dependencies.

The specific details of how positional encoding works is out of scope for this article, but feel free to read the original paper to understand.

# Taken from https://pytorch.org/tutorials/beginner/transformer_tutorial.html#define-the-model
class PositionalEncoding(nn.Module):

def __init__(self, d_model, dropout=0.1, max_len=5000):
super(PositionalEncoding, self).__init__()
self.dropout = nn.Dropout(p=dropout)

pe = torch.zeros(max_len, d_model)
position = torch.arange(max_len, dtype=torch.float).unsqueeze(1)
div_term = torch.exp(torch.arange(0, d_model, 2).float() * (-math.log(10000.0) / d_model))

pe[:, 0::2] = torch.sin(position * div_term)
pe[:, 1::2] = torch.cos(position * div_term)
pe = pe.unsqueeze(0)

self.register_buffer('pe', pe)

def forward(self, x):
"""
Arguments:
x: Tensor, shape ``[batch_size, seq_len, embedding_dim]``
"""
x = x + self.pe[:, :x.size(1), :]
return x

Encoders

We are getting close to having a full encoder working ! The encoder is the left part of the Transformer

We will add a small part to our code, which is the Feed Forward part :

class PositionWiseFeedForward(nn.Module):
def __init__(self, d_model: int, d_ff: int):
super(PositionWiseFeedForward, self).__init__()
self.fc1 = nn.Linear(d_model, d_ff)
self.fc2 = nn.Linear(d_ff, d_model)
self.relu = nn.ReLU()

def forward(self, x):
return self.fc2(self.relu(self.fc1(x)))

Putting the pieces together, we get an Encoder module !

class EncoderBlock(nn.Module):
def __init__(self, n_dim: int, dropout: float, n_heads: int):
super(EncoderBlock, self).__init__()
self.mha = MultiHeadAttention(hidden_dim=n_dim, num_heads=n_heads)
self.norm1 = nn.LayerNorm(n_dim)
self.ff = PositionWiseFeedForward(n_dim, n_dim)
self.norm2 = nn.LayerNorm(n_dim)
self.dropout = nn.Dropout(dropout)

def forward(self, x, src_padding_mask=None):
assert x.ndim==3, "Expected input to be 3-dim, got {}".format(x.ndim)
att_output = self.mha(x, x, x, key_padding_mask=src_padding_mask)
x = x + self.dropout(self.norm1(att_output))

ff_output = self.ff(x)
output = x + self.norm2(ff_output)

return output

As shown in the diagram, the Encoder actually contains N Encoder blocks or layers, as well as an Embedding layer for our inputs. Let’s therefore create an Encoder by adding the Embedding, the Positional Encoding and the Encoder blocks:

class Encoder(nn.Module):
def __init__(
self,
vocab_size: int,
n_dim: int,
dropout: float,
n_encoder_blocks: int,
n_heads: int):

super(Encoder, self).__init__()
self.n_dim = n_dim

self.embedding = nn.Embedding(
num_embeddings=vocab_size,
embedding_dim=n_dim
)
self.positional_encoding = PositionalEncoding(
d_model=n_dim,
dropout=dropout
)
self.encoder_blocks = nn.ModuleList([
EncoderBlock(n_dim, dropout, n_heads) for _ in range(n_encoder_blocks)
])


def forward(self, x, padding_mask=None):
x = self.embedding(x) * math.sqrt(self.n_dim)
x = self.positional_encoding(x)
for block in self.encoder_blocks:
x = block(x=x, src_padding_mask=padding_mask)
return x

Decoders

The decoder part is the part on the left and requires a bit more crafting.

There is something called Masked Multi-Head Attention. Remember what we said before about causal mask ? Well this happens here. We will use the attention_mask parameter of our Multi-head attention module to represent this (more details about how we compute the mask at the end) :


# Stuff before

self.self_attention = MultiHeadAttention(hidden_dim=n_dim, num_heads=n_heads)
masked_att_output = self.self_attention(
q=tgt,
k=tgt,
v=tgt,
attention_mask=tgt_mask, <-- HERE IS THE CAUSAL MASK
key_padding_mask=tgt_padding_mask)

# Stuff after

The second attention is called cross-attention. It will uses the decoder’s query to match with the encoder’s key & values ! Beware : they can have different lengths during training, so it is usually a good practice to define clearly the expected shapes of inputs as follows :

def scaled_dot_product_attention(
self,
query,
key,
value,
attention_mask=None,
key_padding_mask=None):
"""
query : tensor of shape (batch_size, num_heads, query_sequence_length, hidden_dim//num_heads)
key : tensor of shape (batch_size, num_heads, key_sequence_length, hidden_dim//num_heads)
value : tensor of shape (batch_size, num_heads, key_sequence_length, hidden_dim//num_heads)
attention_mask : tensor of shape (query_sequence_length, key_sequence_length)
key_padding_mask : tensor of shape (sequence_length, key_sequence_length)

"""

And here is the part where we use the encoder’s output, called memory, with our decoder input :

# Stuff before
self.cross_attention = MultiHeadAttention(hidden_dim=n_dim, num_heads=n_heads)
cross_att_output = self.cross_attention(
q=x1,
k=memory,
v=memory,
attention_mask=None, <-- NO CAUSAL MASK HERE
key_padding_mask=memory_padding_mask) <-- WE NEED TO USE THE PADDING OF THE SOURCE
# Stuff after

Putting the pieces together, we end up with this for the Decoder :

class DecoderBlock(nn.Module):
def __init__(self, n_dim: int, dropout: float, n_heads: int):
super(DecoderBlock, self).__init__()

# The first Multi-Head Attention has a mask to avoid looking at the future
self.self_attention = MultiHeadAttention(hidden_dim=n_dim, num_heads=n_heads)
self.norm1 = nn.LayerNorm(n_dim)

# The second Multi-Head Attention will take inputs from the encoder as key/value inputs
self.cross_attention = MultiHeadAttention(hidden_dim=n_dim, num_heads=n_heads)
self.norm2 = nn.LayerNorm(n_dim)

self.ff = PositionWiseFeedForward(n_dim, n_dim)
self.norm3 = nn.LayerNorm(n_dim)
# self.dropout = nn.Dropout(dropout)


def forward(self, tgt, memory, tgt_mask=None, tgt_padding_mask=None, memory_padding_mask=None):

masked_att_output = self.self_attention(
q=tgt, k=tgt, v=tgt, attention_mask=tgt_mask, key_padding_mask=tgt_padding_mask)
x1 = tgt + self.norm1(masked_att_output)

cross_att_output = self.cross_attention(
q=x1, k=memory, v=memory, attention_mask=None, key_padding_mask=memory_padding_mask)
x2 = x1 + self.norm2(cross_att_output)

ff_output = self.ff(x2)
output = x2 + self.norm3(ff_output)


return output

class Decoder(nn.Module):
def __init__(
self,
vocab_size: int,
n_dim: int,
dropout: float,
max_seq_len: int,
n_decoder_blocks: int,
n_heads: int):

super(Decoder, self).__init__()

self.embedding = nn.Embedding(
num_embeddings=vocab_size,
embedding_dim=n_dim
)

self.positional_encoding = PositionalEncoding(
d_model=n_dim,
dropout=dropout
)

self.decoder_blocks = nn.ModuleList([
DecoderBlock(n_dim, dropout, n_heads) for _ in range(n_decoder_blocks)
])


def forward(self, tgt, memory, tgt_mask=None, tgt_padding_mask=None, memory_padding_mask=None):
x = self.embedding(tgt)
x = self.positional_encoding(x)

for block in self.decoder_blocks:
x = block(x, memory, tgt_mask=tgt_mask, tgt_padding_mask=tgt_padding_mask, memory_padding_mask=memory_padding_mask)
return x

Padding & Masking

Remember the Multi-head attention section where we mentionned excluding certain parts of the inputs when doing attention.

During training, we consider batches of inputs and targets, wherein each instance may have a variable length. Consider the following example where we batch 4 words : banana, watermelon, pear, blueberry. In order to process them as a single batch, we need to align all words to the length of the longest word (watermelon). We will therefore add an extra token, PAD, to each word so they all end up with the same length as watermelon.

In the below picture, the upper table represents the raw data, the lower table the encoded version:

(image by author)

In our case, we want to exclude padding indices from the attention weights being calculated. We can therefore compute a mask as follows, both for source and target data :

padding_mask = (x == PAD_IDX)

What about causal masks now ? Well if we want, at each time step, that the model can attend only steps in the past, this means that for each time step T, the model can only attend to each step t for t in 1…T. It is a double for loop, we can therefore use a matrix to compute that :

(image by author)
def generate_square_subsequent_mask(size: int):
"""Generate a triangular (size, size) mask. From PyTorch docs."""
mask = (1 - torch.triu(torch.ones(size, size), diagonal=1)).bool()
mask = mask.float().masked_fill(mask == 0, float('-inf')).masked_fill(mask == 1, float(0.0))
return mask

Case study : a Word-Reverse Transformer

Let’s now build our Transformer by bringing parts together !

In our use case, we will use a very simple dataset to showcase how Transformers actually learn.

“But why use a Transformer to reverse words ? I already know how to do that in Python with word[::-1] !”

The objective here is to see whether the Transformer attention mechanism works. What we expect is to see attention weights to move from right to left when given an input sequence. If so, this means our Transformer has learned a very simple grammar, which is just reading from right to left, and could generalize to more complex grammars when doing real-life language translation.

Let’s first begin with our custom Transformer class :

import torch
import torch.nn as nn
import math

from .encoder import Encoder
from .decoder import Decoder


class Transformer(nn.Module):
def __init__(self, **kwargs):
super(Transformer, self).__init__()

for k, v in kwargs.items():
print(f" * {k}={v}")

self.vocab_size = kwargs.get('vocab_size')
self.model_dim = kwargs.get('model_dim')
self.dropout = kwargs.get('dropout')
self.n_encoder_layers = kwargs.get('n_encoder_layers')
self.n_decoder_layers = kwargs.get('n_decoder_layers')
self.n_heads = kwargs.get('n_heads')
self.batch_size = kwargs.get('batch_size')
self.PAD_IDX = kwargs.get('pad_idx', 0)

self.encoder = Encoder(
self.vocab_size, self.model_dim, self.dropout, self.n_encoder_layers, self.n_heads)
self.decoder = Decoder(
self.vocab_size, self.model_dim, self.dropout, self.n_decoder_layers, self.n_heads)
self.fc = nn.Linear(self.model_dim, self.vocab_size)


@staticmethod
def generate_square_subsequent_mask(size: int):
"""Generate a triangular (size, size) mask. From PyTorch docs."""
mask = (1 - torch.triu(torch.ones(size, size), diagonal=1)).bool()
mask = mask.float().masked_fill(mask == 0, float('-inf')).masked_fill(mask == 1, float(0.0))
return mask


def encode(
self,
x: torch.Tensor,
) -> torch.Tensor:
"""
Input
x: (B, S) with elements in (0, C) where C is num_classes
Output
(B, S, E) embedding
"""

mask = (x == self.PAD_IDX).float()
encoder_padding_mask = mask.masked_fill(mask == 1, float('-inf'))

# (B, S, E)
encoder_output = self.encoder(
x,
padding_mask=encoder_padding_mask
)

return encoder_output, encoder_padding_mask


def decode(
self,
tgt: torch.Tensor,
memory: torch.Tensor,
memory_padding_mask=None
) -> torch.Tensor:
"""
B = Batch size
S = Source sequence length
L = Target sequence length
E = Model dimension

Input
encoded_x: (B, S, E)
y: (B, L) with elements in (0, C) where C is num_classes
Output
(B, L, C) logits
"""

mask = (tgt == self.PAD_IDX).float()
tgt_padding_mask = mask.masked_fill(mask == 1, float('-inf'))

decoder_output = self.decoder(
tgt=tgt,
memory=memory,
tgt_mask=self.generate_square_subsequent_mask(tgt.size(1)),
tgt_padding_mask=tgt_padding_mask,
memory_padding_mask=memory_padding_mask,
)
output = self.fc(decoder_output) # shape (B, L, C)
return output



def forward(
self,
x: torch.Tensor,
y: torch.Tensor,
) -> torch.Tensor:
"""
Input
x: (B, Sx) with elements in (0, C) where C is num_classes
y: (B, Sy) with elements in (0, C) where C is num_classes
Output
(B, L, C) logits
"""

# Encoder output shape (B, S, E)
encoder_output, encoder_padding_mask = self.encode(x)

# Decoder output shape (B, L, C)
decoder_output = self.decode(
tgt=y,
memory=encoder_output,
memory_padding_mask=encoder_padding_mask
)

return decoder_output

Performing Inference with Greedy Decoding

We need to add a method which will act as the famous model.predict of scikit.learn. The objective is to ask the model to dynamically output predictions given an input. During inference, there is not target : the model starts by outputting a token by attending to the output, and uses its own prediction to continue emitting tokens. This is why those models are often called auto-regressive models, as they use past predictions to predict to next one.

The problem with greedy decoding is that it considers the token with the highest probability at each step. This can lead to very bad predictions if the first tokens are completely wrong. There are other decoding methods, such as Beam search, which consider a shortlist of candidate sequences (think of keeping top-k tokens at each time step instead of the argmax) and return the sequence with the highest total probability.

For now, let’s implement greedy decoding and add it to our Transformer model:

def predict(
self,
x: torch.Tensor,
sos_idx: int=1,
eos_idx: int=2,
max_length: int=None
) -> torch.Tensor:
"""
Method to use at inference time. Predict y from x one token at a time. This method is greedy
decoding. Beam search can be used instead for a potential accuracy boost.

Input
x: str
Output
(B, L, C) logits
"""

# Pad the tokens with beginning and end of sentence tokens
x = torch.cat([
torch.tensor([sos_idx]),
x,
torch.tensor([eos_idx])]
).unsqueeze(0)

encoder_output, mask = self.transformer.encode(x) # (B, S, E)

if not max_length:
max_length = x.size(1)

outputs = torch.ones((x.size()[0], max_length)).type_as(x).long() * sos_idx
for step in range(1, max_length):
y = outputs[:, :step]
probs = self.transformer.decode(y, encoder_output)
output = torch.argmax(probs, dim=-1)

# Uncomment if you want to see step by step predicitons
# print(f"Knowing {y} we output {output[:, -1]}")

if output[:, -1].detach().numpy() in (eos_idx, sos_idx):
break
outputs[:, step] = output[:, -1]


return outputs

Creating toy data

We define a small dataset which inverts words, meaning that “helloworld” will return “dlrowolleh”:

import numpy as np
import torch
from torch.utils.data import Dataset


np.random.seed(0)

def generate_random_string():
len = np.random.randint(10, 20)
return "".join([chr(x) for x in np.random.randint(97, 97+26, len)])

class ReverseDataset(Dataset):
def __init__(self, n_samples, pad_idx, sos_idx, eos_idx):
super(ReverseDataset, self).__init__()
self.pad_idx = pad_idx
self.sos_idx = sos_idx
self.eos_idx = eos_idx
self.values = [generate_random_string() for _ in range(n_samples)]
self.labels = [x[::-1] for x in self.values]

def __len__(self):
return len(self.values) # number of samples in the dataset

def __getitem__(self, index):
return self.text_transform(self.values[index].rstrip("\n")), \
self.text_transform(self.labels[index].rstrip("\n"))

def text_transform(self, x):
return torch.tensor([self.sos_idx] + [ord(z)-97+3 for z in x] + [self.eos_idx]

We will now define training and evaluation steps :

PAD_IDX = 0
SOS_IDX = 1
EOS_IDX = 2

def train(model, optimizer, loader, loss_fn, epoch):
model.train()
losses = 0
acc = 0
history_loss = []
history_acc = []

with tqdm(loader, position=0, leave=True) as tepoch:
for x, y in tepoch:
tepoch.set_description(f"Epoch {epoch}")

optimizer.zero_grad()
logits = model(x, y[:, :-1])
loss = loss_fn(logits.contiguous().view(-1, model.vocab_size), y[:, 1:].contiguous().view(-1))
loss.backward()
optimizer.step()
losses += loss.item()

preds = logits.argmax(dim=-1)
masked_pred = preds * (y[:, 1:]!=PAD_IDX)
accuracy = (masked_pred == y[:, 1:]).float().mean()
acc += accuracy.item()

history_loss.append(loss.item())
history_acc.append(accuracy.item())
tepoch.set_postfix(loss=loss.item(), accuracy=100. * accuracy.item())

return losses / len(list(loader)), acc / len(list(loader)), history_loss, history_acc


def evaluate(model, loader, loss_fn):
model.eval()
losses = 0
acc = 0
history_loss = []
history_acc = []

for x, y in tqdm(loader, position=0, leave=True):

logits = model(x, y[:, :-1])
loss = loss_fn(logits.contiguous().view(-1, model.vocab_size), y[:, 1:].contiguous().view(-1))
losses += loss.item()

preds = logits.argmax(dim=-1)
masked_pred = preds * (y[:, 1:]!=PAD_IDX)
accuracy = (masked_pred == y[:, 1:]).float().mean()
acc += accuracy.item()

history_loss.append(loss.item())
history_acc.append(accuracy.item())

return losses / len(list(loader)), acc / len(list(loader)), history_loss, history_acc

And train the model for a couple of epochs:

def collate_fn(batch):
"""
This function pads inputs with PAD_IDX to have batches of equal length
"""
src_batch, tgt_batch = [], []
for src_sample, tgt_sample in batch:
src_batch.append(src_sample)
tgt_batch.append(tgt_sample)

src_batch = pad_sequence(src_batch, padding_value=PAD_IDX, batch_first=True)
tgt_batch = pad_sequence(tgt_batch, padding_value=PAD_IDX, batch_first=True)
return src_batch, tgt_batch

# Model hyperparameters
args = {
'vocab_size': 128,
'model_dim': 128,
'dropout': 0.1,
'n_encoder_layers': 1,
'n_decoder_layers': 1,
'n_heads': 4
}

# Define model here
model = Transformer(**args)

# Instantiate datasets
train_iter = ReverseDataset(50000, pad_idx=PAD_IDX, sos_idx=SOS_IDX, eos_idx=EOS_IDX)
eval_iter = ReverseDataset(10000, pad_idx=PAD_IDX, sos_idx=SOS_IDX, eos_idx=EOS_IDX)
dataloader_train = DataLoader(train_iter, batch_size=256, collate_fn=collate_fn)
dataloader_val = DataLoader(eval_iter, batch_size=256, collate_fn=collate_fn)

# During debugging, we ensure sources and targets are indeed reversed
# s, t = next(iter(dataloader_train))
# print(s[:4, ...])
# print(t[:4, ...])
# print(s.size())

# Initialize model parameters
for p in model.parameters():
if p.dim() > 1:
nn.init.xavier_uniform_(p)

# Define loss function : we ignore logits which are padding tokens
loss_fn = torch.nn.CrossEntropyLoss(ignore_index=PAD_IDX)
optimizer = torch.optim.Adam(model.parameters(), lr=0.001, betas=(0.9, 0.98), eps=1e-9)

# Save history to dictionnary
history = {
'train_loss': [],
'eval_loss': [],
'train_acc': [],
'eval_acc': []
}

# Main loop
for epoch in range(1, 4):
start_time = time.time()
train_loss, train_acc, hist_loss, hist_acc = train(model, optimizer, dataloader_train, loss_fn, epoch)
history['train_loss'] += hist_loss
history['train_acc'] += hist_acc
end_time = time.time()
val_loss, val_acc, hist_loss, hist_acc = evaluate(model, dataloader_val, loss_fn)
history['eval_loss'] += hist_loss
history['eval_acc'] += hist_acc
print((f"Epoch: {epoch}, Train loss: {train_loss:.3f}, Train acc: {train_acc:.3f}, Val loss: {val_loss:.3f}, Val acc: {val_acc:.3f} "f"Epoch time = {(end_time - start_time):.3f}s"))

Visualize attention

We define a little function to access the weights of the attention heads :

fig = plt.figure(figsize=(10., 10.))
images = model.decoder.decoder_blocks[0].cross_attention.attention_weigths[0,...].detach().numpy()
grid = ImageGrid(fig, 111, # similar to subplot(111)
nrows_ncols=(2, 2), # creates 2x2 grid of axes
axes_pad=0.1, # pad between axes in inch.
)

for ax, im in zip(grid, images):
# Iterating over the grid returns the Axes.
ax.imshow(im)
image from author

We can see a nice right-to-left pattern, when reading weights from the top. Vertical parts at the bottom of the y-axis may surely represent masked weights due to padding mask

Testing our model !

To test our model with new data, we will define a little Translator class to help us with the decoding :

class Translator(nn.Module):
def __init__(self, transformer):
super(Translator, self).__init__()
self.transformer = transformer

@staticmethod
def str_to_tokens(s):
return [ord(z)-97+3 for z in s]

@staticmethod
def tokens_to_str(tokens):
return "".join([chr(x+94) for x in tokens])

def __call__(self, sentence, max_length=None, pad=False):

x = torch.tensor(self.str_to_tokens(sentence))

outputs = self.transformer.predict(sentence)

return self.tokens_to_str(outputs[0])

You should be able to see the following :

And if we print the attention head we will observe the following :

fig = plt.figure()
images = model.decoder.decoder_blocks[0].cross_attention.attention_weigths[0,...].detach().numpy().mean(axis=0)

fig, ax = plt.subplots(1,1, figsize=(10., 10.))
# Iterating over the grid returs the Axes.
ax.set_yticks(range(len(out)))
ax.set_xticks(range(len(sentence)))

ax.xaxis.set_label_position('top')

ax.set_xticklabels(iter(sentence))
ax.set_yticklabels([f"step {i}" for i in range(len(out))])
ax.imshow(images)
image from author

We can clearly see that the model attends from right to left when inverting our sentence “reversethis” ! (The step 0 actually receives the beginning of sentence token).

Conclusion

That’s it, you are now able to write Transformer and use it with larger datasets to perform machine translation of create you own BERT for example !

I wanted this tutorial to show you the caveats when writing a Transformer : padding and masking are maybe the parts requiring the most attention (pun unintended) as they will define the good performance of the model during inference.

In the following articles, we will look at how to create your own BERT model and how to use Equinox, a highly performant library on top of JAX.

Stay tuned !

Useful links

(+) “The Annotated Transformer”
(+) “Transformers from scratch
(+) “Neural machine translation with a Transformer and Keras”
(+) “The Illustrated Transformer”
(+) University of Amsterdam Deep Learning Tutorial
(+) Pytorch tutorial on Transformers


A Complete Guide to Write your own Transformers was originally published in Towards Data Science on Medium, where people are continuing the conversation by highlighting and responding to this story.


An end-to-end implementation of a Pytorch Transformer, in which we will cover key concepts such as self-attention, encoders, decoders, and much more.

Photo by Susan Holt Simpson on Unsplash

Writing our own

When I decided to dig deeper into Transformer architectures, I often felt frustrated when reading or watching tutorials online as I felt they always missed something :

  • Official tutorials from Tensorflow or Pytorch used their own APIs, thus staying high-level and forcing me to have to go in their codebase to see what was under the hood. Very time-consuming and not always easy to read 1000s of lines of code.
  • Other tutorials with custom code I found (links at the end of the article) often oversimplified use cases and didn’t tackle concepts such as masking of variable-length sequence batch handling.

I therefore decided to write my own Transformer to make sure I understood the concepts and be able to use it with any dataset.

During this article, we will therefore follow a methodical approach in which we will implement a transformer layer by layer and block by block.

There are obviously a lot of different implementations as well as high-level APIs from Pytorch or Tensorflow already available off the shelf, with — I am sure — better performance than the model we will build.

“Ok, but why not use the TF/Pytorch implementations then” ?

The purpose of this article is educational, and I have no pretention in beating Pytorch or Tensorflow implementations. I do believe that the theory and the code behind transformers is not straightforward, that is why I hope that going through this step-by-step tutorial will allow you to have a better grasp over these concepts and feel more comfortable when building your own code later.

Another reasons to build your own transformer from scratch is that it will allow you to fully understand how to use the above APIs. If we look at the Pytorch implementation of the forward() method of the Transformer class, you will see a lot of obscure keywords like :

source : Pytorch docs

If you are already familiar with these keywords, then you can happily skip this article.

Otherwise, this article will walk you through each of these keywords with the underlying concepts.

A very short introduction to Transformers

If you already heard about ChatGPT or Gemini, then you already met a transformer before. Actually, the “T” of ChatGPT stands for Transformer.

The architecture was first coined in 2017 by Google researchers in the “Attention is All you need” paper. It is quite revolutionary as previous models used to do sequence-to-sequence learning (machine translation, speech-to-text, etc…) relied on RNNs which were computationnally expensive in the sense they had to process sequences step by step, whereas Transformers only need to look once at the whole sequence, moving the time complexity from O(n) to O(1).

(Vaswani et al, 2017)

Applications of transformers are quite large in the domain of NLP, and include language translation, question answering, document summarization, text generation, etc.

The overall architecture of a transformer is as below:

source

Multi-head attention

The first block we will implement is actually the most important part of a Transformer, and is called the Multi-head Attention. Let’s see where it sits in the overall architecture

source

Attention is a mechanism which is actually not specific to transformers, and which was already used in RNN sequence-to-sequence models.

Attention in a transformer (source: Tensorflow documentation)
Attention in a transformer (source: Tensorflow documentation)
import torch
import torch.nn as nn
import math


class MultiHeadAttention(nn.Module):
def __init__(self, hidden_dim=256, num_heads=4):
"""
input_dim: Dimensionality of the input.
num_heads: The number of attention heads to split the input into.
"""
super(MultiHeadAttention, self).__init__()
self.hidden_dim = hidden_dim
self.num_heads = num_heads
assert hidden_dim % num_heads == 0, "Hidden dim must be divisible by num heads"
self.Wv = nn.Linear(hidden_dim, hidden_dim, bias=False) # the Value part
self.Wk = nn.Linear(hidden_dim, hidden_dim, bias=False) # the Key part
self.Wq = nn.Linear(hidden_dim, hidden_dim, bias=False) # the Query part
self.Wo = nn.Linear(hidden_dim, hidden_dim, bias=False) # the output layer


def check_sdpa_inputs(self, x):
assert x.size(1) == self.num_heads, f"Expected size of x to be ({-1, self.num_heads, -1, self.hidden_dim // self.num_heads}), got {x.size()}"
assert x.size(3) == self.hidden_dim // self.num_heads


def scaled_dot_product_attention(
self,
query,
key,
value,
attention_mask=None,
key_padding_mask=None):
"""
query : tensor of shape (batch_size, num_heads, query_sequence_length, hidden_dim//num_heads)
key : tensor of shape (batch_size, num_heads, key_sequence_length, hidden_dim//num_heads)
value : tensor of shape (batch_size, num_heads, key_sequence_length, hidden_dim//num_heads)
attention_mask : tensor of shape (query_sequence_length, key_sequence_length)
key_padding_mask : tensor of shape (sequence_length, key_sequence_length)


"""
self.check_sdpa_inputs(query)
self.check_sdpa_inputs(key)
self.check_sdpa_inputs(value)


d_k = query.size(-1)
tgt_len, src_len = query.size(-2), key.size(-2)


# logits = (B, H, tgt_len, E) * (B, H, E, src_len) = (B, H, tgt_len, src_len)
logits = torch.matmul(query, key.transpose(-2, -1)) / math.sqrt(d_k)

# Attention mask here
if attention_mask is not None:
if attention_mask.dim() == 2:
assert attention_mask.size() == (tgt_len, src_len)
attention_mask = attention_mask.unsqueeze(0)
logits = logits + attention_mask
else:
raise ValueError(f"Attention mask size {attention_mask.size()}")


# Key mask here
if key_padding_mask is not None:
key_padding_mask = key_padding_mask.unsqueeze(1).unsqueeze(2) # Broadcast over batch size, num heads
logits = logits + key_padding_mask


attention = torch.softmax(logits, dim=-1)
output = torch.matmul(attention, value) # (batch_size, num_heads, sequence_length, hidden_dim)

return output, attention


def split_into_heads(self, x, num_heads):
batch_size, seq_length, hidden_dim = x.size()
x = x.view(batch_size, seq_length, num_heads, hidden_dim // num_heads)

return x.transpose(1, 2) # Final dim will be (batch_size, num_heads, seq_length, , hidden_dim // num_heads)

def combine_heads(self, x):
batch_size, num_heads, seq_length, head_hidden_dim = x.size()
return x.transpose(1, 2).contiguous().view(batch_size, seq_length, num_heads * head_hidden_dim)


def forward(
self,
q,
k,
v,
attention_mask=None,
key_padding_mask=None):
"""
q : tensor of shape (batch_size, query_sequence_length, hidden_dim)
k : tensor of shape (batch_size, key_sequence_length, hidden_dim)
v : tensor of shape (batch_size, key_sequence_length, hidden_dim)
attention_mask : tensor of shape (query_sequence_length, key_sequence_length)
key_padding_mask : tensor of shape (sequence_length, key_sequence_length)

"""
q = self.Wq(q)
k = self.Wk(k)
v = self.Wv(v)

q = self.split_into_heads(q, self.num_heads)
k = self.split_into_heads(k, self.num_heads)
v = self.split_into_heads(v, self.num_heads)

# attn_values, attn_weights = self.multihead_attn(q, k, v, attn_mask=attention_mask)
attn_values, attn_weights = self.scaled_dot_product_attention(
query=q,
key=k,
value=v,
attention_mask=attention_mask,
key_padding_mask=key_padding_mask,
)
grouped = self.combine_heads(attn_values)
output = self.Wo(grouped)

self.attention_weigths = attn_weights

return output

We need to explain a few concepts here.

1) Queries, Keys and Values.

The query is the information you are trying to match,
The key and values are the stored information.

Think of that as using a dictionary : whenever using a Python dictionary, if your query doesn’t match the dictionary keys, you won’t be returned anything. But what if we want our dictionary to return a blend of information which are quite close ? Like if we had :

d = {"panther": 1, "bear": 10, "dog":3}
d["wolf"] = 0.2*d["panther"] + 0.7*d["dog"] + 0.1*d["bear"]

This is basically what attention is about : looking at different parts of your data, and blend them to obtain a synthesis as an answer to your query.

The relevant part of the code is this one, where we compute the attention weights between the query and the keys

logits = torch.matmul(query, key.transpose(-2, -1)) / math.sqrt(d_k) # we compute the weights of attention

And this one, where we apply the normalized weights to the values :

attention = torch.softmax(logits, dim=-1)
output = torch.matmul(attention, value) # (batch_size, num_heads, sequence_length, hidden_dim)

2) Attention masking and padding

When attending to parts of a sequential input, we do not want to include useless or forbidden information.

Useless information is for example padding: padding symbols, used to align all sequences in a batch to the same sequence size, should be ignored by our model. We will come back to that in the last section

Forbidden information is a bit more complex. When being trained, a model learns to encode the input sequence, and align targets to the inputs. However, as the inference process involves looking at previously emitted tokens to predict the next one (think of text generation in ChatGPT), we need to apply the same rules during training.

This is why we apply a causal mask to ensure that the targets, at each time step, can only see information from the past. Here is the corresponding section where the mask is applied (computing the mask is covered at the end)

if attention_mask is not None:
if attention_mask.dim() == 2:
assert attention_mask.size() == (tgt_len, src_len)
attention_mask = attention_mask.unsqueeze(0)
logits = logits + attention_mask

Positional Encoding

It corresponds to the following part of the Transformer:

When receiving and treating an input, a transformer has no sense of order as it looks at the sequence as a whole, in opposition to what RNNs do. We therefore need to add a hint of temporal order so that the transformer can learn dependencies.

The specific details of how positional encoding works is out of scope for this article, but feel free to read the original paper to understand.

# Taken from https://pytorch.org/tutorials/beginner/transformer_tutorial.html#define-the-model
class PositionalEncoding(nn.Module):

def __init__(self, d_model, dropout=0.1, max_len=5000):
super(PositionalEncoding, self).__init__()
self.dropout = nn.Dropout(p=dropout)

pe = torch.zeros(max_len, d_model)
position = torch.arange(max_len, dtype=torch.float).unsqueeze(1)
div_term = torch.exp(torch.arange(0, d_model, 2).float() * (-math.log(10000.0) / d_model))

pe[:, 0::2] = torch.sin(position * div_term)
pe[:, 1::2] = torch.cos(position * div_term)
pe = pe.unsqueeze(0)

self.register_buffer('pe', pe)

def forward(self, x):
"""
Arguments:
x: Tensor, shape ``[batch_size, seq_len, embedding_dim]``
"""
x = x + self.pe[:, :x.size(1), :]
return x

Encoders

We are getting close to having a full encoder working ! The encoder is the left part of the Transformer

We will add a small part to our code, which is the Feed Forward part :

class PositionWiseFeedForward(nn.Module):
def __init__(self, d_model: int, d_ff: int):
super(PositionWiseFeedForward, self).__init__()
self.fc1 = nn.Linear(d_model, d_ff)
self.fc2 = nn.Linear(d_ff, d_model)
self.relu = nn.ReLU()

def forward(self, x):
return self.fc2(self.relu(self.fc1(x)))

Putting the pieces together, we get an Encoder module !

class EncoderBlock(nn.Module):
def __init__(self, n_dim: int, dropout: float, n_heads: int):
super(EncoderBlock, self).__init__()
self.mha = MultiHeadAttention(hidden_dim=n_dim, num_heads=n_heads)
self.norm1 = nn.LayerNorm(n_dim)
self.ff = PositionWiseFeedForward(n_dim, n_dim)
self.norm2 = nn.LayerNorm(n_dim)
self.dropout = nn.Dropout(dropout)

def forward(self, x, src_padding_mask=None):
assert x.ndim==3, "Expected input to be 3-dim, got {}".format(x.ndim)
att_output = self.mha(x, x, x, key_padding_mask=src_padding_mask)
x = x + self.dropout(self.norm1(att_output))

ff_output = self.ff(x)
output = x + self.norm2(ff_output)

return output

As shown in the diagram, the Encoder actually contains N Encoder blocks or layers, as well as an Embedding layer for our inputs. Let’s therefore create an Encoder by adding the Embedding, the Positional Encoding and the Encoder blocks:

class Encoder(nn.Module):
def __init__(
self,
vocab_size: int,
n_dim: int,
dropout: float,
n_encoder_blocks: int,
n_heads: int):

super(Encoder, self).__init__()
self.n_dim = n_dim

self.embedding = nn.Embedding(
num_embeddings=vocab_size,
embedding_dim=n_dim
)
self.positional_encoding = PositionalEncoding(
d_model=n_dim,
dropout=dropout
)
self.encoder_blocks = nn.ModuleList([
EncoderBlock(n_dim, dropout, n_heads) for _ in range(n_encoder_blocks)
])


def forward(self, x, padding_mask=None):
x = self.embedding(x) * math.sqrt(self.n_dim)
x = self.positional_encoding(x)
for block in self.encoder_blocks:
x = block(x=x, src_padding_mask=padding_mask)
return x

Decoders

The decoder part is the part on the left and requires a bit more crafting.

There is something called Masked Multi-Head Attention. Remember what we said before about causal mask ? Well this happens here. We will use the attention_mask parameter of our Multi-head attention module to represent this (more details about how we compute the mask at the end) :


# Stuff before

self.self_attention = MultiHeadAttention(hidden_dim=n_dim, num_heads=n_heads)
masked_att_output = self.self_attention(
q=tgt,
k=tgt,
v=tgt,
attention_mask=tgt_mask, <-- HERE IS THE CAUSAL MASK
key_padding_mask=tgt_padding_mask)

# Stuff after

The second attention is called cross-attention. It will uses the decoder’s query to match with the encoder’s key & values ! Beware : they can have different lengths during training, so it is usually a good practice to define clearly the expected shapes of inputs as follows :

def scaled_dot_product_attention(
self,
query,
key,
value,
attention_mask=None,
key_padding_mask=None):
"""
query : tensor of shape (batch_size, num_heads, query_sequence_length, hidden_dim//num_heads)
key : tensor of shape (batch_size, num_heads, key_sequence_length, hidden_dim//num_heads)
value : tensor of shape (batch_size, num_heads, key_sequence_length, hidden_dim//num_heads)
attention_mask : tensor of shape (query_sequence_length, key_sequence_length)
key_padding_mask : tensor of shape (sequence_length, key_sequence_length)

"""

And here is the part where we use the encoder’s output, called memory, with our decoder input :

# Stuff before
self.cross_attention = MultiHeadAttention(hidden_dim=n_dim, num_heads=n_heads)
cross_att_output = self.cross_attention(
q=x1,
k=memory,
v=memory,
attention_mask=None, <-- NO CAUSAL MASK HERE
key_padding_mask=memory_padding_mask) <-- WE NEED TO USE THE PADDING OF THE SOURCE
# Stuff after

Putting the pieces together, we end up with this for the Decoder :

class DecoderBlock(nn.Module):
def __init__(self, n_dim: int, dropout: float, n_heads: int):
super(DecoderBlock, self).__init__()

# The first Multi-Head Attention has a mask to avoid looking at the future
self.self_attention = MultiHeadAttention(hidden_dim=n_dim, num_heads=n_heads)
self.norm1 = nn.LayerNorm(n_dim)

# The second Multi-Head Attention will take inputs from the encoder as key/value inputs
self.cross_attention = MultiHeadAttention(hidden_dim=n_dim, num_heads=n_heads)
self.norm2 = nn.LayerNorm(n_dim)

self.ff = PositionWiseFeedForward(n_dim, n_dim)
self.norm3 = nn.LayerNorm(n_dim)
# self.dropout = nn.Dropout(dropout)


def forward(self, tgt, memory, tgt_mask=None, tgt_padding_mask=None, memory_padding_mask=None):

masked_att_output = self.self_attention(
q=tgt, k=tgt, v=tgt, attention_mask=tgt_mask, key_padding_mask=tgt_padding_mask)
x1 = tgt + self.norm1(masked_att_output)

cross_att_output = self.cross_attention(
q=x1, k=memory, v=memory, attention_mask=None, key_padding_mask=memory_padding_mask)
x2 = x1 + self.norm2(cross_att_output)

ff_output = self.ff(x2)
output = x2 + self.norm3(ff_output)


return output

class Decoder(nn.Module):
def __init__(
self,
vocab_size: int,
n_dim: int,
dropout: float,
max_seq_len: int,
n_decoder_blocks: int,
n_heads: int):

super(Decoder, self).__init__()

self.embedding = nn.Embedding(
num_embeddings=vocab_size,
embedding_dim=n_dim
)

self.positional_encoding = PositionalEncoding(
d_model=n_dim,
dropout=dropout
)

self.decoder_blocks = nn.ModuleList([
DecoderBlock(n_dim, dropout, n_heads) for _ in range(n_decoder_blocks)
])


def forward(self, tgt, memory, tgt_mask=None, tgt_padding_mask=None, memory_padding_mask=None):
x = self.embedding(tgt)
x = self.positional_encoding(x)

for block in self.decoder_blocks:
x = block(x, memory, tgt_mask=tgt_mask, tgt_padding_mask=tgt_padding_mask, memory_padding_mask=memory_padding_mask)
return x

Padding & Masking

Remember the Multi-head attention section where we mentionned excluding certain parts of the inputs when doing attention.

During training, we consider batches of inputs and targets, wherein each instance may have a variable length. Consider the following example where we batch 4 words : banana, watermelon, pear, blueberry. In order to process them as a single batch, we need to align all words to the length of the longest word (watermelon). We will therefore add an extra token, PAD, to each word so they all end up with the same length as watermelon.

In the below picture, the upper table represents the raw data, the lower table the encoded version:

(image by author)

In our case, we want to exclude padding indices from the attention weights being calculated. We can therefore compute a mask as follows, both for source and target data :

padding_mask = (x == PAD_IDX)

What about causal masks now ? Well if we want, at each time step, that the model can attend only steps in the past, this means that for each time step T, the model can only attend to each step t for t in 1…T. It is a double for loop, we can therefore use a matrix to compute that :

(image by author)
def generate_square_subsequent_mask(size: int):
"""Generate a triangular (size, size) mask. From PyTorch docs."""
mask = (1 - torch.triu(torch.ones(size, size), diagonal=1)).bool()
mask = mask.float().masked_fill(mask == 0, float('-inf')).masked_fill(mask == 1, float(0.0))
return mask

Case study : a Word-Reverse Transformer

Let’s now build our Transformer by bringing parts together !

In our use case, we will use a very simple dataset to showcase how Transformers actually learn.

“But why use a Transformer to reverse words ? I already know how to do that in Python with word[::-1] !”

The objective here is to see whether the Transformer attention mechanism works. What we expect is to see attention weights to move from right to left when given an input sequence. If so, this means our Transformer has learned a very simple grammar, which is just reading from right to left, and could generalize to more complex grammars when doing real-life language translation.

Let’s first begin with our custom Transformer class :

import torch
import torch.nn as nn
import math

from .encoder import Encoder
from .decoder import Decoder


class Transformer(nn.Module):
def __init__(self, **kwargs):
super(Transformer, self).__init__()

for k, v in kwargs.items():
print(f" * {k}={v}")

self.vocab_size = kwargs.get('vocab_size')
self.model_dim = kwargs.get('model_dim')
self.dropout = kwargs.get('dropout')
self.n_encoder_layers = kwargs.get('n_encoder_layers')
self.n_decoder_layers = kwargs.get('n_decoder_layers')
self.n_heads = kwargs.get('n_heads')
self.batch_size = kwargs.get('batch_size')
self.PAD_IDX = kwargs.get('pad_idx', 0)

self.encoder = Encoder(
self.vocab_size, self.model_dim, self.dropout, self.n_encoder_layers, self.n_heads)
self.decoder = Decoder(
self.vocab_size, self.model_dim, self.dropout, self.n_decoder_layers, self.n_heads)
self.fc = nn.Linear(self.model_dim, self.vocab_size)


@staticmethod
def generate_square_subsequent_mask(size: int):
"""Generate a triangular (size, size) mask. From PyTorch docs."""
mask = (1 - torch.triu(torch.ones(size, size), diagonal=1)).bool()
mask = mask.float().masked_fill(mask == 0, float('-inf')).masked_fill(mask == 1, float(0.0))
return mask


def encode(
self,
x: torch.Tensor,
) -> torch.Tensor:
"""
Input
x: (B, S) with elements in (0, C) where C is num_classes
Output
(B, S, E) embedding
"""

mask = (x == self.PAD_IDX).float()
encoder_padding_mask = mask.masked_fill(mask == 1, float('-inf'))

# (B, S, E)
encoder_output = self.encoder(
x,
padding_mask=encoder_padding_mask
)

return encoder_output, encoder_padding_mask


def decode(
self,
tgt: torch.Tensor,
memory: torch.Tensor,
memory_padding_mask=None
) -> torch.Tensor:
"""
B = Batch size
S = Source sequence length
L = Target sequence length
E = Model dimension

Input
encoded_x: (B, S, E)
y: (B, L) with elements in (0, C) where C is num_classes
Output
(B, L, C) logits
"""

mask = (tgt == self.PAD_IDX).float()
tgt_padding_mask = mask.masked_fill(mask == 1, float('-inf'))

decoder_output = self.decoder(
tgt=tgt,
memory=memory,
tgt_mask=self.generate_square_subsequent_mask(tgt.size(1)),
tgt_padding_mask=tgt_padding_mask,
memory_padding_mask=memory_padding_mask,
)
output = self.fc(decoder_output) # shape (B, L, C)
return output



def forward(
self,
x: torch.Tensor,
y: torch.Tensor,
) -> torch.Tensor:
"""
Input
x: (B, Sx) with elements in (0, C) where C is num_classes
y: (B, Sy) with elements in (0, C) where C is num_classes
Output
(B, L, C) logits
"""

# Encoder output shape (B, S, E)
encoder_output, encoder_padding_mask = self.encode(x)

# Decoder output shape (B, L, C)
decoder_output = self.decode(
tgt=y,
memory=encoder_output,
memory_padding_mask=encoder_padding_mask
)

return decoder_output

Performing Inference with Greedy Decoding

We need to add a method which will act as the famous model.predict of scikit.learn. The objective is to ask the model to dynamically output predictions given an input. During inference, there is not target : the model starts by outputting a token by attending to the output, and uses its own prediction to continue emitting tokens. This is why those models are often called auto-regressive models, as they use past predictions to predict to next one.

The problem with greedy decoding is that it considers the token with the highest probability at each step. This can lead to very bad predictions if the first tokens are completely wrong. There are other decoding methods, such as Beam search, which consider a shortlist of candidate sequences (think of keeping top-k tokens at each time step instead of the argmax) and return the sequence with the highest total probability.

For now, let’s implement greedy decoding and add it to our Transformer model:

def predict(
self,
x: torch.Tensor,
sos_idx: int=1,
eos_idx: int=2,
max_length: int=None
) -> torch.Tensor:
"""
Method to use at inference time. Predict y from x one token at a time. This method is greedy
decoding. Beam search can be used instead for a potential accuracy boost.

Input
x: str
Output
(B, L, C) logits
"""

# Pad the tokens with beginning and end of sentence tokens
x = torch.cat([
torch.tensor([sos_idx]),
x,
torch.tensor([eos_idx])]
).unsqueeze(0)

encoder_output, mask = self.transformer.encode(x) # (B, S, E)

if not max_length:
max_length = x.size(1)

outputs = torch.ones((x.size()[0], max_length)).type_as(x).long() * sos_idx
for step in range(1, max_length):
y = outputs[:, :step]
probs = self.transformer.decode(y, encoder_output)
output = torch.argmax(probs, dim=-1)

# Uncomment if you want to see step by step predicitons
# print(f"Knowing {y} we output {output[:, -1]}")

if output[:, -1].detach().numpy() in (eos_idx, sos_idx):
break
outputs[:, step] = output[:, -1]


return outputs

Creating toy data

We define a small dataset which inverts words, meaning that “helloworld” will return “dlrowolleh”:

import numpy as np
import torch
from torch.utils.data import Dataset


np.random.seed(0)

def generate_random_string():
len = np.random.randint(10, 20)
return "".join([chr(x) for x in np.random.randint(97, 97+26, len)])

class ReverseDataset(Dataset):
def __init__(self, n_samples, pad_idx, sos_idx, eos_idx):
super(ReverseDataset, self).__init__()
self.pad_idx = pad_idx
self.sos_idx = sos_idx
self.eos_idx = eos_idx
self.values = [generate_random_string() for _ in range(n_samples)]
self.labels = [x[::-1] for x in self.values]

def __len__(self):
return len(self.values) # number of samples in the dataset

def __getitem__(self, index):
return self.text_transform(self.values[index].rstrip("\n")), \
self.text_transform(self.labels[index].rstrip("\n"))

def text_transform(self, x):
return torch.tensor([self.sos_idx] + [ord(z)-97+3 for z in x] + [self.eos_idx]

We will now define training and evaluation steps :

PAD_IDX = 0
SOS_IDX = 1
EOS_IDX = 2

def train(model, optimizer, loader, loss_fn, epoch):
model.train()
losses = 0
acc = 0
history_loss = []
history_acc = []

with tqdm(loader, position=0, leave=True) as tepoch:
for x, y in tepoch:
tepoch.set_description(f"Epoch {epoch}")

optimizer.zero_grad()
logits = model(x, y[:, :-1])
loss = loss_fn(logits.contiguous().view(-1, model.vocab_size), y[:, 1:].contiguous().view(-1))
loss.backward()
optimizer.step()
losses += loss.item()

preds = logits.argmax(dim=-1)
masked_pred = preds * (y[:, 1:]!=PAD_IDX)
accuracy = (masked_pred == y[:, 1:]).float().mean()
acc += accuracy.item()

history_loss.append(loss.item())
history_acc.append(accuracy.item())
tepoch.set_postfix(loss=loss.item(), accuracy=100. * accuracy.item())

return losses / len(list(loader)), acc / len(list(loader)), history_loss, history_acc


def evaluate(model, loader, loss_fn):
model.eval()
losses = 0
acc = 0
history_loss = []
history_acc = []

for x, y in tqdm(loader, position=0, leave=True):

logits = model(x, y[:, :-1])
loss = loss_fn(logits.contiguous().view(-1, model.vocab_size), y[:, 1:].contiguous().view(-1))
losses += loss.item()

preds = logits.argmax(dim=-1)
masked_pred = preds * (y[:, 1:]!=PAD_IDX)
accuracy = (masked_pred == y[:, 1:]).float().mean()
acc += accuracy.item()

history_loss.append(loss.item())
history_acc.append(accuracy.item())

return losses / len(list(loader)), acc / len(list(loader)), history_loss, history_acc

And train the model for a couple of epochs:

def collate_fn(batch):
"""
This function pads inputs with PAD_IDX to have batches of equal length
"""
src_batch, tgt_batch = [], []
for src_sample, tgt_sample in batch:
src_batch.append(src_sample)
tgt_batch.append(tgt_sample)

src_batch = pad_sequence(src_batch, padding_value=PAD_IDX, batch_first=True)
tgt_batch = pad_sequence(tgt_batch, padding_value=PAD_IDX, batch_first=True)
return src_batch, tgt_batch

# Model hyperparameters
args = {
'vocab_size': 128,
'model_dim': 128,
'dropout': 0.1,
'n_encoder_layers': 1,
'n_decoder_layers': 1,
'n_heads': 4
}

# Define model here
model = Transformer(**args)

# Instantiate datasets
train_iter = ReverseDataset(50000, pad_idx=PAD_IDX, sos_idx=SOS_IDX, eos_idx=EOS_IDX)
eval_iter = ReverseDataset(10000, pad_idx=PAD_IDX, sos_idx=SOS_IDX, eos_idx=EOS_IDX)
dataloader_train = DataLoader(train_iter, batch_size=256, collate_fn=collate_fn)
dataloader_val = DataLoader(eval_iter, batch_size=256, collate_fn=collate_fn)

# During debugging, we ensure sources and targets are indeed reversed
# s, t = next(iter(dataloader_train))
# print(s[:4, ...])
# print(t[:4, ...])
# print(s.size())

# Initialize model parameters
for p in model.parameters():
if p.dim() > 1:
nn.init.xavier_uniform_(p)

# Define loss function : we ignore logits which are padding tokens
loss_fn = torch.nn.CrossEntropyLoss(ignore_index=PAD_IDX)
optimizer = torch.optim.Adam(model.parameters(), lr=0.001, betas=(0.9, 0.98), eps=1e-9)

# Save history to dictionnary
history = {
'train_loss': [],
'eval_loss': [],
'train_acc': [],
'eval_acc': []
}

# Main loop
for epoch in range(1, 4):
start_time = time.time()
train_loss, train_acc, hist_loss, hist_acc = train(model, optimizer, dataloader_train, loss_fn, epoch)
history['train_loss'] += hist_loss
history['train_acc'] += hist_acc
end_time = time.time()
val_loss, val_acc, hist_loss, hist_acc = evaluate(model, dataloader_val, loss_fn)
history['eval_loss'] += hist_loss
history['eval_acc'] += hist_acc
print((f"Epoch: {epoch}, Train loss: {train_loss:.3f}, Train acc: {train_acc:.3f}, Val loss: {val_loss:.3f}, Val acc: {val_acc:.3f} "f"Epoch time = {(end_time - start_time):.3f}s"))

Visualize attention

We define a little function to access the weights of the attention heads :

fig = plt.figure(figsize=(10., 10.))
images = model.decoder.decoder_blocks[0].cross_attention.attention_weigths[0,...].detach().numpy()
grid = ImageGrid(fig, 111, # similar to subplot(111)
nrows_ncols=(2, 2), # creates 2x2 grid of axes
axes_pad=0.1, # pad between axes in inch.
)

for ax, im in zip(grid, images):
# Iterating over the grid returns the Axes.
ax.imshow(im)
image from author

We can see a nice right-to-left pattern, when reading weights from the top. Vertical parts at the bottom of the y-axis may surely represent masked weights due to padding mask

Testing our model !

To test our model with new data, we will define a little Translator class to help us with the decoding :

class Translator(nn.Module):
def __init__(self, transformer):
super(Translator, self).__init__()
self.transformer = transformer

@staticmethod
def str_to_tokens(s):
return [ord(z)-97+3 for z in s]

@staticmethod
def tokens_to_str(tokens):
return "".join([chr(x+94) for x in tokens])

def __call__(self, sentence, max_length=None, pad=False):

x = torch.tensor(self.str_to_tokens(sentence))

outputs = self.transformer.predict(sentence)

return self.tokens_to_str(outputs[0])

You should be able to see the following :

And if we print the attention head we will observe the following :

fig = plt.figure()
images = model.decoder.decoder_blocks[0].cross_attention.attention_weigths[0,...].detach().numpy().mean(axis=0)

fig, ax = plt.subplots(1,1, figsize=(10., 10.))
# Iterating over the grid returs the Axes.
ax.set_yticks(range(len(out)))
ax.set_xticks(range(len(sentence)))

ax.xaxis.set_label_position('top')

ax.set_xticklabels(iter(sentence))
ax.set_yticklabels([f"step {i}" for i in range(len(out))])
ax.imshow(images)
image from author

We can clearly see that the model attends from right to left when inverting our sentence “reversethis” ! (The step 0 actually receives the beginning of sentence token).

Conclusion

That’s it, you are now able to write Transformer and use it with larger datasets to perform machine translation of create you own BERT for example !

I wanted this tutorial to show you the caveats when writing a Transformer : padding and masking are maybe the parts requiring the most attention (pun unintended) as they will define the good performance of the model during inference.

In the following articles, we will look at how to create your own BERT model and how to use Equinox, a highly performant library on top of JAX.

Stay tuned !

Useful links

(+) “The Annotated Transformer”
(+) “Transformers from scratch
(+) “Neural machine translation with a Transformer and Keras”
(+) “The Illustrated Transformer”
(+) University of Amsterdam Deep Learning Tutorial
(+) Pytorch tutorial on Transformers


A Complete Guide to Write your own Transformers was originally published in Towards Data Science on Medium, where people are continuing the conversation by highlighting and responding to this story.

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